Shum, Kevin Chung Kiu 岑宗橋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JOLMO CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-11-13 | 2007-10-31 | Rep | Advising on securities | 2006-11-13 | 2007-10-31 | Rep | Asset management | 2006-11-13 | 2007-10-31 |
| 2 | UNITED GAIN INVESTMENT LIMITED | Rep | Advising on securities | 2007-11-29 | 2011-04-05 | Rep | Asset management | 2007-11-29 | 2011-04-05 |
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