Cheng, Kwok Fun 鄭國勳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Foundation Asset Management (HK) Limited | Rep | Asset management | 2008-07-08 | 2009-05-08 |
| 2 | GOLD DRAGON WORLDWIDE ASSET MANAGEMENT LIMITED | RO | Asset management | 2022-01-10 | 2022-10-14 | RO | Advising on securities | 2022-08-17 | 2022-10-14 |
| 3 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2015-05-08 | 2015-07-10 |
| 4 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2015-08-04 | 2017-06-28 | Rep | Dealing in securities | 2015-08-04 | 2017-06-28 |
| 5 | LEGENDS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-12-02 | 2011-05-13 | RO | Asset management | 2011-05-13 | 2014-08-22 |
| 6 | Quam Asset Management Limited (b1983-06-28) | Rep | Asset management | 2006-11-29 | 2008-06-05 |
| 7 | Suparna Capital Management Limited | Rep | Asset management | 2021-07-26 | 2021-08-11 | RO | Advising on securities | 2021-08-11 | 2022-01-03 | RO | Asset management | 2021-08-11 | 2022-01-03 | Rep | Advising on securities | 2023-04-11 | 2023-04-25 | Rep | Asset management | 2023-04-11 | 2023-04-25 | RO | Advising on securities | 2023-04-25 | RO | Asset management | 2023-04-25 |
| 8 | VAN BERKOM GOLDEN DRAGON LIMITED | Rep | Asset management | 2017-07-20 | 2021-07-01 |
| 9 | VL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2009-06-24 | 2010-05-07 |
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