Lo, Hoi Pang 盧海鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Finance KAB Limited | Rep | Dealing in futures contracts | 2009-06-26 | 2010-03-29 | Rep | Dealing in securities | 2009-06-26 | 2010-03-29 |
| 2 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-09-29 | 2007-02-08 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-03-06 | 2009-05-22 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-05-23 | 2009-05-22 |
| 5 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2012-10-26 | 2013-01-07 |
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