Li, Carol Wing Mui 李詠梅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2006-11-20 | 2008-07-02 |
| 2 | KGI ASIA LIMITED | Rep | Advising on securities | 2008-07-23 | 2009-09-16 | Rep | Dealing in securities | 2008-07-23 | 2009-09-16 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-07-23 | 2009-09-16 |
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