Kun, In 管弦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-09-29 | 2008-11-19 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-09-29 | 2008-11-19 |
| 3 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2019-01-15 | 2020-09-01 | Rep | Asset management | 2019-01-15 | 2020-09-01 | Rep | Dealing in securities | 2019-01-17 | 2021-10-28 | RO | Advising on securities | 2020-09-01 | 2021-10-28 | RO | Asset management | 2020-09-01 | 2021-10-28 |
| 4 | Synergy Fund Management Group Limited | Rep | Advising on securities | 2018-07-10 | 2018-12-25 | Rep | Asset management | 2018-08-06 | 2018-12-25 |
| 5 | Wells Fargo Securities Asia Limited | Rep | Advising on securities | 2012-07-03 | 2017-02-07 | RO | Advising on securities | 2017-02-07 | 2018-05-14 |
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