Chu, Pricilla Yu Man 朱愉雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Financial Planning (Hong Kong) Limited | Rep | Advising on securities | 2008-09-19 | 2010-12-25 | Rep | Dealing in securities | 2010-01-21 | 2010-12-25 |
| 2 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2016-03-09 | 2017-05-31 |
| 3 | iBest Consultants Limited | Rep | Advising on securities | 2011-05-03 | 2011-06-27 | Rep | Dealing in securities | 2011-05-03 | 2011-06-27 |
| 4 | iFAST Global Markets (HK) Limited | Rep | Advising on securities | 2022-03-17 | Rep | Asset management | 2022-03-17 | Rep | Dealing in securities | 2022-03-17 |
| 5 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2012-06-21 | 2013-04-17 |
| 6 | Oreana Financial Services Limited | Rep | Advising on securities | 2019-08-30 | 2019-09-27 | Rep | Dealing in securities | 2019-08-30 | 2019-09-27 | RO | Advising on securities | 2019-09-27 | 2021-09-13 | RO | Dealing in securities | 2019-09-27 | 2021-09-13 | Rep | Asset management | 2019-11-05 | 2022-01-18 | Rep | Advising on securities | 2021-09-13 | 2022-01-18 | Rep | Dealing in securities | 2021-09-13 | 2022-01-18 |
| 7 | PEGASUS FUND MANAGERS LIMITED | Rep | Advising on securities | 2017-06-28 | 2018-12-04 | Rep | Dealing in securities | 2017-06-28 | 2018-12-04 | RO | Advising on securities | 2018-12-04 | 2019-08-09 | RO | Dealing in securities | 2018-12-04 | 2019-08-09 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-10-17 | 2015-03-11 |
| 9 | TC Capital International Limited | Rep | Dealing in securities | 2015-06-08 | 2016-02-29 |
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