Kim, Young-Ki 金暎起
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-02-03 | 2012-07-29 | Rep | Advising on securities | 2012-02-03 | 2012-07-29 | Rep | Dealing in securities | 2012-02-03 | 2012-07-29 |
2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2006-10-09 | 2008-09-29 | Rep | Advising on securities | 2006-10-09 | 2008-09-29 |
3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-17 | 2009-05-30 | Rep | Advising on securities | 2008-10-17 | 2009-05-30 |
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