Yim, Ka Wang 嚴家宏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2006-10-18 | 2010-11-01 | Rep | Dealing in securities | 2006-10-18 | 2010-11-01 | Rep | Leveraged foreign exchange trading | 2007-05-25 | 2010-11-01 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2011-11-07 | 2014-04-22 | Rep | Asset management | 2011-11-07 | 2014-04-22 | Rep | Dealing in securities | 2011-11-07 | 2014-04-22 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy