Sia, Li Sze 謝理思
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Houlihan Lokey (China) Limited | Rep | Advising on corporate finance | 2008-10-13 | 2009-02-05 | Rep | Dealing in securities | 2008-10-13 | 2009-02-05 |
| 2 | HOULIHAN LOKEY (EUROPE) LIMITED | Rep | Advising on corporate finance | 2007-10-11 | 2009-02-05 | Rep | Dealing in securities | 2007-10-11 | 2009-02-05 |
| 3 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2006-10-16 | 2007-07-25 | Rep | Dealing in securities | 2006-10-16 | 2007-07-25 |
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