Tan, Allen Han Loong
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2006-10-25 | 2008-03-13 | Rep | Dealing in securities | 2006-10-25 | 2008-03-13 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-04-30 | 2011-06-08 | Rep | Advising on corporate finance | 2008-05-19 | 2011-06-08 |
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