Li, Cherry Sin King 李倩琼

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 LEHMAN BROTHERS ASIA LIMITED Rep Advising on securities 2006-10-23 2008-03-20
Rep Dealing in securities 2006-10-23 2008-03-20
2 LEHMAN BROTHERS SECURITIES ASIA LIMITED Rep Dealing in securities 2006-10-23 2008-03-20
3 Neuberger Berman Asia Limited Rep Advising on securities 2008-04-23 2008-07-08
Rep Asset management 2008-04-23 2008-07-08
Rep Dealing in securities 2008-04-23 2008-07-08

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