Chen, Chia-Yi (SFC:AOB718) 陳佳儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2012-02-21 | 2019-07-04 |
2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2023-08-11 | 2023-08-18 | Rep | Advising on securities | 2023-12-08 | 2023-12-15 | Rep | Advising on securities | 2024-01-02 | 2024-01-05 | Rep | Advising on securities | 2024-07-12 | 2024-07-19 |
3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2006-11-10 | 2007-04-14 |
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