Lau, Yin Wai 劉賢威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-06-30 | 2011-08-22 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2007-01-22 | 2011-08-22 | Rep | Advising on securities | 2008-07-29 | 2011-08-22 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-06-11 | 2015-08-20 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-06-11 | 2015-08-20 |
| 5 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2006-10-25 | 2006-12-21 |
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