Cadell, Stephen John (SFC:AOC885)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-11-01 | 2007-02-01 | Rep | Dealing in securities | 2007-05-25 | 2007-06-01 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-11-01 | 2007-02-01 | Rep | Dealing in futures contracts | 2007-05-25 | 2007-06-01 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-08-13 | 2009-10-23 | Rep | Advising on securities | 2007-08-14 | 2009-10-23 |
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