Siu, Diana Lai On 蕭麗安
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2007-03-02 | 2007-11-13 | Rep | Asset management | 2007-03-02 | 2007-11-13 | Rep | Dealing in securities | 2007-03-13 | 2007-11-13 |
| 2 | DORIC CAPITAL CORPORATION | Rep | Advising on futures contracts | 2006-10-31 | 2006-12-22 | Rep | Advising on securities | 2006-10-31 | 2006-12-22 | Rep | Asset management | 2006-10-31 | 2006-12-22 |
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