Gupta, Piyush (SFC:AOC934)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Dealing in securities | 2007-11-28 | 2008-12-03 | Rep | Asset management | 2008-01-16 | 2008-12-03 | Rep | Advising on securities | 2008-02-22 | 2008-12-03 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2007-11-28 | 2008-12-03 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2008-01-16 | 2008-01-23 |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2006-10-31 | 2007-08-09 | Rep | Dealing in futures contracts | 2006-10-31 | 2007-08-09 | Rep | Dealing in securities | 2006-10-31 | 2007-08-09 |
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