Williams, David (SFC:AOD020)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-11-03 | 2006-12-03 | Rep | Dealing in securities | 2008-08-04 | 2008-11-04 | Rep | Dealing in securities | 2009-02-16 | 2009-04-06 | Rep | Dealing in securities | 2016-01-26 | 2023-02-01 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2023-02-01 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-11-03 | 2006-12-03 | Rep | Dealing in futures contracts | 2008-08-04 | 2008-11-04 | Rep | Dealing in futures contracts | 2009-02-16 | 2009-04-06 | Rep | Dealing in futures contracts | 2016-01-26 | 2016-10-10 |
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