Tan, Richard Boon Leong 陳文良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FLAG Squadron Asia Limited | Rep | Asset management | 2006-11-03 | 2008-07-03 | Rep | Advising on securities | 2007-10-31 | 2008-07-03 | RO | Advising on securities | 2008-07-03 | 2011-02-25 | RO | Asset management | 2008-07-03 | 2011-02-25 |
2 | MERCER INVESTMENTS (HK) LIMITED | Rep | Advising on securities | 2019-06-24 | 2020-05-13 | Rep | Asset management | 2019-07-03 | 2020-05-13 | Rep | Dealing in securities | 2019-07-03 | 2022-12-30 | RO | Advising on securities | 2020-05-13 | 2022-12-30 | RO | Asset management | 2020-05-13 | 2022-12-30 |
3 | Towers Watson Investment Services Hong Kong Limited | Rep | Advising on securities | 2012-06-05 | 2019-02-28 |
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