Chan, Karen (SFC:AOD418) 陳嘉琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2007-09-06 | 2007-10-01 |
| 2 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2013-05-21 | 2016-03-17 | Rep | Dealing in securities | 2013-05-21 | 2016-03-17 | Rep | Asset management | 2013-06-11 | 2016-03-17 |
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