Lau, Hiu Wai (SFC:AOD527) 劉曉蕙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2006-11-07 | 2006-11-21 |
| 2 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-06-15 | 2022-10-12 |
| 3 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2017-06-15 | 2017-12-11 |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-06-15 | 2022-10-12 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-05-02 | 2017-05-19 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-09-07 | 2017-05-19 |
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