Tsang, Maggie Man-Ying 曾敏瑩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CACHET ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2022-09-05 | 2022-10-28 | Rep | Asset management | 2022-09-05 | 2022-10-28 | Rep | Dealing in securities | 2022-09-05 | 2022-10-28 |
| 2 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2006-11-09 | 2010-11-01 | Rep | Dealing in securities | 2006-11-09 | 2010-11-01 | Rep | Leveraged foreign exchange trading | 2007-01-02 | 2010-11-01 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2011-04-27 | 2011-08-06 | Rep | Asset management | 2011-04-27 | 2011-08-06 | Rep | Dealing in securities | 2011-04-27 | 2011-08-06 |
| 4 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Asset management | 2021-10-20 | 2022-01-16 |
| 5 | UCAP Securities (HK) Limited | Rep | Advising on securities | 2022-11-08 | 2023-08-06 | Rep | Asset management | 2022-11-08 | 2023-08-06 | Rep | Dealing in securities | 2022-11-08 | 2023-08-06 |
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