Cai, Veronique Wen 蔡雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-02-02 | 2011-02-25 | Rep | Dealing in securities | 2011-02-02 | 2011-02-25 |
| 2 | FRONTIER CAPITAL INVESTMENT LIMITED | RO | Advising on securities | 2013-01-29 | 2013-02-06 | RO | Dealing in securities | 2013-01-29 | 2013-02-06 |
| 3 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2012-04-30 | 2012-08-22 | Rep | Dealing in securities | 2012-04-30 | 2012-08-22 | Rep | Asset management | 2012-04-30 | 2013-02-06 | RO | Advising on securities | 2012-08-22 | 2013-02-06 | RO | Dealing in securities | 2012-08-22 | 2013-02-06 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2008-08-11 | 2008-11-26 |
| 5 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-11-14 | 2008-11-26 |
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