Wu, Xiaopin 吳曉蘋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Dealing in securities | 2006-11-13 | 2007-02-15 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2006-11-13 | 2007-02-15 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-11-21 | 2011-07-15 | Rep | Advising on corporate finance | 2008-09-17 | 2011-07-15 |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2007-11-21 | 2011-07-15 |
| 5 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2012-03-05 | 2018-08-15 |
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