Chen, Pei Wen (SFC:AOE209) 陳培文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-05-09 | 2007-12-07 | RO | Advising on securities | 2007-06-01 | 2007-12-01 |
| 2 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2015-08-28 | 2016-09-05 | Rep | Asset management | 2015-08-28 | 2016-09-05 | Rep | Dealing in securities | 2015-08-28 | 2016-09-05 | RO | Advising on securities | 2016-09-05 | 2018-08-21 | RO | Asset management | 2016-09-05 | 2018-08-21 | RO | Dealing in securities | 2016-09-05 | 2018-08-21 | Rep | Advising on securities | 2019-07-23 | 2019-12-05 | Rep | Asset management | 2019-07-23 | 2019-12-05 | Rep | Dealing in securities | 2019-07-23 | 2019-12-05 | RO | Advising on securities | 2019-12-05 | RO | Asset management | 2019-12-05 | RO | Dealing in securities | 2019-12-05 |
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