Shi, Shao Hua 石少華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-04-11 | 2016-10-12 | Rep | Dealing in securities | 2014-04-11 | 2016-10-12 |
| 2 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2012-11-26 | 2014-04-30 | Rep | Asset management | 2012-11-26 | 2014-04-30 | Rep | Dealing in securities | 2012-11-26 | 2014-04-30 | Rep | Advising on securities | 2016-10-12 | 2017-10-06 | Rep | Dealing in securities | 2016-10-12 | 2017-10-06 | Rep | Asset management | 2016-10-12 | 2017-11-01 | RO | Advising on securities | 2017-10-06 | 2018-08-08 | RO | Dealing in securities | 2017-10-06 | 2018-08-08 | RO | Asset management | 2017-11-01 | 2018-08-08 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-02-03 | 2012-03-17 | Rep | Advising on securities | 2012-02-03 | 2012-03-17 | Rep | Dealing in securities | 2012-02-03 | 2012-03-17 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2006-11-27 | 2010-04-13 | Rep | Dealing in securities | 2006-11-27 | 2010-04-13 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy