Dalgety, Matthew Hilton
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2006-11-23 | 2008-11-20 | Rep | Dealing in securities | 2006-11-23 | 2008-11-20 |
2 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2006-11-23 | 2008-11-20 | Rep | Dealing in futures contracts | 2006-11-23 | 2008-11-20 |
3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2008-01-02 | 2008-11-20 |
4 | ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2009-05-12 | 2011-01-26 |
5 | Rockhampton Management Limited | Rep | Advising on securities | 2011-01-26 | 2017-03-31 | Rep | Asset management | 2011-01-26 | 2017-03-31 |
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