Yan, Leo Kei Shui 甄祺瑞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AP Capital Management (Hong Kong) Limited | Rep | Asset management | 2020-02-17 | 2021-01-04 | Rep | Dealing in futures contracts | 2020-04-06 | 2021-01-04 | Rep | Dealing in securities | 2020-04-06 | 2021-01-04 |
| 2 | CINDA INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2011-03-25 | 2011-04-13 |
| 3 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-01-19 | 2007-08-10 | Rep | Advising on securities | 2007-07-23 | 2007-08-10 |
| 4 | EIP Alpha Limited | Rep | Advising on futures contracts | 2015-03-03 | 2018-03-05 | Rep | Advising on securities | 2015-03-03 | 2018-03-05 | Rep | Asset management | 2015-03-03 | 2018-03-05 |
| 5 | ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED | Rep | Advising on securities | 2019-10-30 | 2020-02-07 | Rep | Asset management | 2019-10-30 | 2020-02-07 |
| 6 | ICBC Credit Suisse Asset Management (International) Company Limited | Rep | Advising on securities | 2021-06-22 | 2022-09-15 | Rep | Asset management | 2021-06-22 | 2022-09-15 |
| 7 | RHB ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2013-05-22 | 2014-07-12 | Rep | Asset management | 2013-05-22 | 2014-07-12 | Rep | Dealing in securities | 2013-11-14 | 2014-07-12 |
| 8 | Sumitomo Mitsui DS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2007-08-17 | 2011-02-07 | Rep | Dealing in securities | 2007-08-17 | 2011-02-07 | Rep | Asset management | 2007-09-25 | 2011-02-07 |
| 9 | UNITED GAIN INVESTMENT LIMITED | Rep | Advising on securities | 2011-08-30 | 2013-01-11 | Rep | Asset management | 2011-08-30 | 2013-01-11 |
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