Lai, Chun Wa (SFC:AOG095) 黎俊華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EWARTON SECURITIES LIMITED | Rep | Dealing in securities | 2006-12-05 | 2006-12-11 |
| 2 | Open Securities Limited | Rep | Advising on securities | 2010-11-09 | 2010-12-30 | Rep | Dealing in futures contracts | 2010-11-09 | 2010-12-30 | Rep | Dealing in securities | 2010-11-09 | 2010-12-30 |
| 3 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2007-06-05 | 2008-03-25 |
| 4 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-10-31 | 2008-03-25 |
| 5 | ROSA SECURITIES LIMITED | Rep | Dealing in securities | 2007-01-18 | 2007-05-23 |
| 6 | Taiping Securities (HK) Co Limited | Rep | Dealing in securities | 2008-11-12 | 2010-08-14 |
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