Chen, Ka Wai (SFC:AOG225) 陳家威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BANK CONSORTIUM TRUST COMPANY LIMITED | Rep | Advising on securities | 2009-03-19 | 2010-06-01 |
| 2 | BOCOM MPF & Financial Services Company Limited | Rep | Dealing in securities | 2012-08-20 | 2019-05-09 |
| 3 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2007-01-19 | 2009-02-14 |
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