Tso, Alan Siu Lun 曹肇棆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Acer King Capital Hong Kong Limited | RO | Advising on securities | 2017-09-13 | 2019-08-31 | RO | Asset management | 2017-09-13 | 2019-08-31 |
| 2 | Fenghua Asset Management Limited | Rep | Advising on securities | 2019-09-30 | 2019-11-01 | Rep | Asset management | 2019-09-30 | 2019-11-01 | RO | Advising on securities | 2019-11-01 | 2022-06-30 | RO | Asset management | 2019-11-01 | 2022-06-30 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-12-05 | 2007-05-15 |
| 4 | VISIONARY GROUP CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2023-01-19 | 2023-01-31 | Rep | Asset management | 2023-01-19 | 2023-01-31 | RO | Advising on securities | 2023-01-31 | RO | Asset management | 2023-01-31 | RO | Dealing in securities | 2023-01-31 |
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