Cordonnier, Maxime Nicolas Bruno
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on futures contracts | 2006-12-06 | 2011-06-20 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2006-12-06 | 2011-06-20 |
| 3 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2006-12-06 | 2011-06-20 | Morgan Stanley Hong Kong Futures Limited | Rep | 2006-12-06 | 2010-12-06 |
| 4 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2006-12-06 | 2010-12-06 | Morgan Stanley Hong Kong Securities Limited | Rep | 2010-12-06 | 2011-06-20 | UBS DERIVATIVES HONG KONG LIMITED | Rep | 2011-09-19 | 2013-04-18 | UBS SECURITIES ASIA LIMITED | Rep | 2011-09-19 | 2013-04-18 | Merrill Lynch Far East Limited | Rep | 2013-07-22 | 2015-06-30 | Merrill Lynch Far East Limited | Rep | 2015-07-22 | 2016-07-18 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-12-06 | 2011-06-20 | UBS SECURITIES ASIA LIMITED | Rep | 2011-09-19 | 2013-04-18 | UBS SECURITIES HONG KONG LIMITED | Rep | 2011-09-19 | 2013-04-18 | Merrill Lynch (Asia Pacific) Limited | Rep | 2013-07-22 | 2015-06-30 | Merrill Lynch Far East Limited | Rep | 2013-07-22 | 2015-06-30 | Merrill Lynch (Asia Pacific) Limited | Rep | 2015-07-22 | 2016-07-18 | Merrill Lynch Far East Limited | Rep | 2015-07-22 | 2016-07-18 |
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