Tse, Yat Kei 謝日基

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 OnePlatform Asset Management Limited Rep Advising on securities 2006-12-05 2010-01-05
China Enterprise Securities Company Limited Rep 2016-11-21 2017-05-12
GEO Securities Limited Rep 2017-09-28 2018-01-10
GEO Securities Limited RO 2018-01-10 2018-03-09
Hao Tian Asset Management Limited RO 2018-10-16 2019-02-20
CASH Wealth Management Limited RO 2020-03-04 2020-11-20
Fosun International Securities Limited Rep 2021-07-14 2021-08-30
Fosun International Securities Limited RO 2021-08-30 2022-10-07
FORTHRIGHT SECURITIES COMPANY LIMITED Rep 2023-07-07 2023-08-08
FORTHRIGHT SECURITIES COMPANY LIMITED RO 2023-08-08
2 China Enterprise Securities Company Limited Rep Asset management 2017-04-07 2017-05-12
Hao Tian Asset Management Limited Rep 2018-04-04 2019-02-20
CASH Wealth Management Limited Rep 2020-03-04 2020-11-20
Fosun International Securities Limited Rep 2021-07-14 2022-10-07
Forthright Capital Management Limited Rep 2023-12-01
3 OnePlatform Asset Management Limited Rep Dealing in securities 2009-08-11 2010-01-05
ONE CHINA SECURITIES LIMITED Rep 2012-09-14 2013-09-01
GEO Securities Limited Rep 2013-09-25 2016-06-30
China Enterprise Securities Company Limited Rep 2016-08-16 2017-05-12
GEO Securities Limited Rep 2017-09-28 2018-01-10
GEO Securities Limited RO 2018-01-10 2018-03-09
Hao Tian International Securities Limited Rep 2018-04-04 2018-04-26
Hao Tian International Securities Limited RO 2018-04-26 2019-02-20
CASH Wealth Management Limited RO 2020-03-04 2020-11-20
Fosun International Securities Limited Rep 2021-07-14 2021-08-30
Fosun International Securities Limited RO 2021-08-30 2022-10-07
FORTHRIGHT SECURITIES COMPANY LIMITED Rep 2023-07-07 2023-08-08
FORTHRIGHT SECURITIES COMPANY LIMITED RO 2023-08-08

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