Lo, Florence Sum Yin 盧森妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Artephius Partners Limited | RO | Asset management | 2013-08-01 | 2014-12-15 |
2 | Bright Fund Management Limited | Rep | Advising on securities | 2007-01-18 | 2007-05-01 | Rep | Asset management | 2007-01-18 | 2007-05-01 | Rep | Dealing in securities | 2007-01-18 | 2007-05-01 |
3 | Ceres Asset Management Limited | RO | Asset management | 2014-12-19 | |
4 | Kirin Asset Management Limited | Rep | Advising on securities | 2007-06-22 | 2009-01-17 | Rep | Asset management | 2007-06-22 | 2009-01-17 |
5 | QMIS Asset Management Limited | RO | Advising on securities | 2009-08-13 | 2012-07-03 | RO | Asset management | 2009-08-13 | 2012-07-03 |
6 | SEEKERS ADVISORS H.K. LIMITED | RO | Asset management | 2012-07-19 | 2013-07-26 |
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