Chan, Yan (SFC:AOG953) 陳昕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Advising on securities | 2007-01-18 | 2008-01-01 | Rep | Asset management | 2007-01-18 | 2008-01-01 | Rep | Dealing in securities | 2007-01-18 | 2008-01-01 |
| 2 | MFG Limited (HK) | Rep | Asset management | 2014-02-04 | 2016-01-27 | Rep | Advising on securities | 2014-02-04 | 2017-09-06 | RO | Asset management | 2016-01-27 | 2023-02-18 | RO | Advising on securities | 2017-09-06 | 2023-02-18 |
| 3 | Penjing Asset Management (HK) Limited | Rep | Advising on securities | 2009-11-25 | 2010-06-30 | Rep | Asset management | 2009-12-28 | 2010-06-30 |
| 4 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2008-01-10 | 2009-10-25 |
| 5 | Springboard Capital Limited | Rep | Advising on securities | 2010-07-07 | 2014-01-31 | Rep | Asset management | 2010-07-07 | 2014-01-31 |
| 6 | TRITREE CAPITAL LIMITED | Rep | Advising on securities | 2023-02-23 | Rep | Asset management | 2023-02-23 |
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