McGonegal, Brett Alexander
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2006-12-13 | 2008-07-16 | RO | Dealing in securities | 2008-07-16 | 2011-05-30 |
| 2 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2011-10-03 | 2011-11-11 | Rep | Advising on corporate finance | 2011-10-03 | 2012-05-18 | RO | Dealing in securities | 2011-11-11 | 2016-02-02 |
| 3 | Yunfeng Securities Limited | RO | Dealing in securities | 2013-08-27 | 2016-02-02 |
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