Santilli, Filippo
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2006-12-20 | 2008-03-20 | Rep | Dealing in securities | 2006-12-20 | 2008-03-20 |
| 2 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-12-20 | 2008-03-20 |
| 3 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2008-04-23 | 2008-10-24 | Rep | Asset management | 2008-04-23 | 2008-10-24 | Rep | Dealing in securities | 2008-04-23 | 2008-10-24 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-11-05 | 2008-12-10 | Rep | Dealing in securities | 2008-11-05 | 2008-12-10 |
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