Shroff, Manoj Mahesh
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on futures contracts | 2007-01-02 | 2010-06-16 | Rep | Asset management | 2007-01-02 | 2010-06-16 | Rep | Advising on securities | 2007-12-20 | 2010-06-16 | Rep | Dealing in securities | 2008-06-02 | 2010-06-16 | Rep | Advising on futures contracts | 2012-03-19 | 2019-12-15 | Rep | Advising on securities | 2012-03-19 | 2019-12-15 | Rep | Asset management | 2012-03-19 | 2019-12-15 | Rep | Dealing in securities | 2012-03-19 | 2019-12-15 |
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