Liu, Chang (SFC:AOJ599) 劉暢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2007-01-11 | 2007-04-27 | Rep | Dealing in securities | 2007-01-11 | 2007-04-27 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2007-01-11 | 2007-04-27 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-01-13 | 2015-05-20 | Rep | Advising on securities | 2012-01-13 | 2015-05-20 | Rep | Dealing in securities | 2012-01-13 | 2015-05-20 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2020-10-06 | 2022-08-08 | Rep | Dealing in securities | 2020-10-06 | 2022-08-08 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2018-08-09 | 2020-07-03 |
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