Hochfeld, Kim
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2017-09-11 | 2017-09-14 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2018-03-07 | 2018-03-09 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2019-02-18 | 2019-02-25 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2019-08-09 | 2019-08-14 |
| 5 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on securities | 2023-05-15 | 2023-05-19 |
| 6 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Dealing in securities | 2023-05-15 | 2023-05-19 |
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