Lam, Ching Yin (SFC:AOK261) 林靜賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNI Securities Group Limited | Rep | Dealing in securities | 2010-01-21 | 2010-08-13 |
| 2 | GBS INTERNATIONAL FINANCIAL LIMITED | Rep | Dealing in futures contracts | 2009-06-19 | 2010-08-13 |
| 3 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-03-25 | 2016-08-26 | RO | Dealing in futures contracts | 2016-08-26 |
| 4 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-08-27 | 2016-08-26 | RO | Dealing in securities | 2016-08-26 |
| 5 | WING FUNG FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2009-02-26 | 2009-04-30 |
| 6 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-01-11 | 2009-04-30 |
| 7 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2007-01-11 | 2009-04-30 |
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