Tam, Chi Wai (SFC:AOK558) 譚志偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC SECURITIES (HK) LIMITED | Rep | Advising on securities | 2007-07-23 | 2008-01-15 |
| 2 | F.T.M.F. DISTRIBUTION LIMITED | Rep | Dealing in securities | 2008-12-04 | 2011-07-09 |
| 3 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2007-01-18 | 2007-04-06 |
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