Shi, Wenting (SFC:BKX436) 史文婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Antarctica Asset Management (Asia) Limited | Rep | Advising on securities | 2021-07-15 | Rep | Asset management | 2021-07-15 |
| 2 | CMB International Capital Limited | Rep | Advising on corporate finance | 2017-09-12 | 2018-05-11 | Rep | Dealing in securities | 2017-09-12 | 2018-05-11 | Rep | Advising on corporate finance | 2018-06-29 | 2020-01-16 | Rep | Dealing in securities | 2018-06-29 | 2020-01-16 |
| 3 | CMB International Securities Limited | Rep | Dealing in securities | 2019-02-15 | 2020-01-16 |
| 4 | Great Wall Pan Asia Asset Management Limited | Rep | Dealing in securities | 2020-07-15 | 2021-01-15 | Rep | Advising on securities | 2020-07-16 | 2021-01-15 | Rep | Asset management | 2020-07-16 | 2021-01-15 |
| 5 | Oakwise Capital Management Limited | Rep | Advising on securities | 2021-03-12 | 2021-06-01 | Rep | Asset management | 2021-03-12 | 2021-06-01 |
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