Xiao, Li (SFC:BKW546) 肖傈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CINDA INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2018-10-18 | 2020-02-15 |
2 | Fortune Origin Securities Limited | Rep | Advising on securities | 2017-09-13 | 2018-06-29 | Rep | Asset management | 2017-09-13 | 2018-06-29 |
3 | Oscar and Partners Capital Limited | Rep | Advising on securities | 2020-06-04 | 2021-01-22 | Rep | Asset management | 2020-06-17 | 2021-01-22 |
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