Lo, Shuk Sui 盧淑穗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Blackwell Global Futures Limited | Rep | Dealing in futures contracts | 2017-09-18 | 2018-08-15 |
2 | Blackwell Global Securities Limited | Rep | Dealing in securities | 2017-09-18 | 2018-08-15 |
3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-09-06 | 2019-06-23 |
4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-09-06 | 2019-06-23 |
5 | TAI FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2019-07-08 | 2022-04-24 |
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