Leung, Soi Chi 梁瑞芝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-12-13 | |
| 2 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2019-12-19 | |
| 3 | TFI Securities and Futures Limited | Rep | Dealing in securities | 2017-09-19 | 2019-01-22 | Rep | Dealing in futures contracts | 2018-04-20 | 2019-01-22 |
| 4 | XUANTIE INTERNATIONAL INVESTMENT CO., LIMITED | Rep | Advising on futures contracts | 2019-02-18 | 2019-11-30 | Rep | Dealing in futures contracts | 2019-02-18 | 2019-11-30 |
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