Li, Xue (SFC:BKY638) 李雪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CMB International Capital Limited | Rep | Advising on corporate finance | 2021-01-28 | 2022-10-21 | Rep | Dealing in securities | 2021-02-09 | 2022-10-21 |
2 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-10-24 | 2020-11-23 |
3 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-09-20 | 2018-09-03 | Rep | Dealing in securities | 2017-09-20 | 2018-09-03 |
4 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2017-09-20 | 2018-09-03 |
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