Na, Xiaona 那小娜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities International Global Markets Limited | Rep | Dealing in securities | 2019-03-14 | 2019-04-27 | Rep | Advising on securities | 2019-04-18 | 2019-04-27 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-01-27 | 2007-03-23 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-01-27 | 2007-03-23 |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2015-09-24 | 2019-02-01 |
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