Xu, Hai (SFC:AON015) 須海
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2009-08-27 | 2011-08-08 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2023-04-18 | Rep | Dealing in securities | 2023-04-18 |
| 3 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-11-14 | 2009-08-03 | Rep | Dealing in securities | 2007-11-14 | 2009-08-03 |
| 4 | ICEA CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-02-03 | 2007-10-10 | Rep | Dealing in securities | 2007-02-03 | 2007-10-10 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2011-11-15 | 2016-03-07 | Rep | Advising on securities | 2011-11-15 | 2016-03-07 | Rep | Dealing in securities | 2011-11-15 | 2016-03-07 |
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