Chan, Kin Wah (SFC:AON880) 陳鍵華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2015-02-26 | Rep | Dealing in securities | 2015-02-26 |
2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-02-26 | |
3 | CLSA Premium International (HK) Limited | Rep | Leveraged foreign exchange trading | 2012-11-14 | 2014-11-27 |
4 | KVB Kunlun Securities (HK) Limited | Rep | Dealing in securities | 2013-02-05 | 2014-11-27 |
5 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-03-17 | 2008-08-28 |
6 | Newedge Broker Limited | Rep | Automated trading services | 2007-02-07 | 2008-08-28 | Rep | Dealing in securities | 2007-02-07 | 2008-08-28 | Rep | Dealing in futures contracts | 2007-07-19 | 2008-08-28 |
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