Law, Mang Kwan 羅孟君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | 313 Capital Management Limited | RO | Advising on securities | 2015-10-12 | 2016-01-09 | RO | Asset management | 2015-10-12 | 2016-01-09 |
2 | ASIA PACIFIC INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2016-02-02 | 2016-02-23 | Rep | Asset management | 2016-02-02 | 2016-02-23 | RO | Advising on securities | 2016-02-23 | 2017-05-31 | RO | Asset management | 2016-02-23 | 2017-05-31 |
3 | Awaken Thunder Capital Limited | Rep | Advising on securities | 2024-09-11 | Rep | Asset management | 2024-09-11 | Rep | Dealing in securities | 2024-09-11 |
4 | Finex Hong Kong Limited | RO | Advising on securities | 2018-07-12 | 2018-11-19 | RO | Dealing in securities | 2018-07-12 | 2018-11-19 |
5 | JOYFUL CAPITAL HK LIMITED | RO | Advising on securities | 2021-12-03 | 2022-03-20 | RO | Asset management | 2021-12-03 | 2022-03-20 | RO | Advising on securities | 2023-01-27 | 2024-08-07 | RO | Asset management | 2023-01-27 | 2024-08-07 |
6 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2007-03-01 | 2007-12-01 | Rep | Dealing in securities | 2007-03-01 | 2007-12-01 |
7 | PICO ZEMAN SECURITIES (HK) LIMITED | RO | Advising on securities | 2019-03-07 | 2019-11-08 | RO | Asset management | 2019-03-07 | 2019-11-08 | RO | Dealing in securities | 2019-03-07 | 2019-11-08 |
8 | POSEIDON HILL CAPITAL LIMITED (b2014-09-24) | Rep | Asset management | 2020-10-21 | 2020-11-25 |
9 | SOUTH CHINA RESEARCH LIMITED | RO | Advising on securities | 2015-10-12 | 2016-01-09 |
10 | SOUTH CHINA SECURITIES LIMITED | RO | Dealing in securities | 2015-10-12 | 2016-01-09 |
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