Law, Mang Kwan 羅孟君

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 313 Capital Management Limited RO Advising on securities 2015-10-12 2016-01-09
RO Asset management 2015-10-12 2016-01-09
2 ASIA PACIFIC INVESTMENT ADVISORS LIMITED Rep Advising on securities 2016-02-02 2016-02-23
Rep Asset management 2016-02-02 2016-02-23
RO Advising on securities 2016-02-23 2017-05-31
RO Asset management 2016-02-23 2017-05-31
3 Awaken Thunder Capital Limited Rep Advising on securities 2024-09-11
Rep Asset management 2024-09-11
Rep Dealing in securities 2024-09-11
4 Finex Hong Kong Limited RO Advising on securities 2018-07-12 2018-11-19
RO Dealing in securities 2018-07-12 2018-11-19
5 JOYFUL CAPITAL HK LIMITED RO Advising on securities 2021-12-03 2022-03-20
RO Asset management 2021-12-03 2022-03-20
RO Advising on securities 2023-01-27 2024-08-07
RO Asset management 2023-01-27 2024-08-07
6 ORIENTAL PATRON SECURITIES LIMITED Rep Advising on securities 2007-03-01 2007-12-01
Rep Dealing in securities 2007-03-01 2007-12-01
7 PICO ZEMAN SECURITIES (HK) LIMITED RO Advising on securities 2019-03-07 2019-11-08
RO Asset management 2019-03-07 2019-11-08
RO Dealing in securities 2019-03-07 2019-11-08
8 POSEIDON HILL CAPITAL LIMITED (b2014-09-24) Rep Asset management 2020-10-21 2020-11-25
9 SOUTH CHINA RESEARCH LIMITED RO Advising on securities 2015-10-12 2016-01-09
10 SOUTH CHINA SECURITIES LIMITED RO Dealing in securities 2015-10-12 2016-01-09

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